Below is information about CORPORATE OFFICER TRADING from a variety of sources. Please take a look at the materials that our team has selected for you.
https://www.upcounsel.com/corporate-officer-definition
https://www.sec.gov/education/smallbusiness/goingpublic/officersanddirectors
Transaction reporting by officers, directors and 10% shareholders. Section 16 of the Exchange Act applies to an SEC reporting company's directors and officers, as well as shareholders who own more than 10% of a class of the company's equity securities registered under the Exchange Act. The rules under Section 16 require these “insiders” to report most of …
https://www.sec.gov/rules/final/34-46421.htm
https://www.sec.gov/Archives/edgar/data/25743/000138713113000737/ex14_02.htm
The Securities and Exchange Commission (the "SEC") has brought insider trading cases against corporate officers, directors, and employees who traded the corporation’s securities after learning of significant, confidential corporate developments; friends, business associates, family members, and other "tippees" of such officers, directors, and employees who traded the …
https://www.cga.ct.gov/2002/rpt/2002-R-0704.htm
This occurs when a director or officer (or other insiders) buys or sells stock in a publicly traded company based on material, non-public information. Corporate officers and directors are also subject to criminal and civil penalties under state law.
https://www.upcounsel.com/corporate-officer-duties
Presiding over the company's annual meeting and all board of directors meetings. Serving as the supervisor or liaison with the corporate executives who, in turn, report back to the board. Acting as the primary spokesperson for the entire organization. Signing documents on behalf of the corporation and the board of directors.
https://www.lawinsider.com/dictionary/corporate-officer
Corporate Officer means the Chairman and Chief Executive Officer, the President, each Vice President (whether or not designated by a number or word or words added before or after the title "Vice President"), the Secretary, the Treasurer, each Assistant Vice President, each Assistant Secretary and each Assistant Treasurer of the Corporation and every other officer or employee …
https://www.investopedia.com/terms/c/coo.asp
The chief operating officer (COO) is a senior executive tasked with overseeing the day-to-day administrative and operational functions of a …
https://www.investopedia.com/articles/trading/09/incorporate-active-trading.asp
For most active traders, the costs of necessities–such as education, a trading platform, software, internet access, computers, etc.–can be considerable. For most traders, the biggest tax issue ...
https://www.investopedia.com/articles/basics/03/022803.asp
Adminispam: A slang term describing electronic messages from a company's executives that are of little value to the employee who has received it because it pertains to personnel that the employee ...
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