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https://findanyanswer.com/does-a-compliance-officer-need-to-be-a-lawyer#:~:text=A%20lawyer%20defines%20and%20advises%20on%20the%20law,Lawyers%20do%20not%20define%20the%20company%27s%20ethical%20culture.
https://findanyanswer.com/does-a-compliance-officer-need-to-be-a-lawyer
A lawyer defines and advises on the law – the rules of the road. Compliance officers develop controls, policies, procedures, and systems designed to ensure that corporate actors stay within the rules of the road. Lawyers do not define the company's ethical culture.
https://www.compliance.com/resources/legal-counsel-versus-compliance-officer/
She states there are philosophical differences between the compliance officer and legal counsel. The latter focuses on providing legal advice and does not act as the decision authority, whereas the compliance officer is a program official that must make decisions and not just offer advice.
https://diligencer.com/can-a-lawyer-become-a-compliance-officer/
It states that there are philosophical differences between the compliance officer and the legal advisor. The latter focuses on legal advice and does not act as a decision-making authority, while the compliance officer is a program official who has to make decisions, not just give advice..
https://diligencer.com/what-is-the-difference-between-legal-and-compliance/
A lawyer defines and advises regarding the law – the rules of the road. Compliance officers develop controls, policies, procedures, and systems to ensure that company stakeholders comply with traffic rules. Unlike regulations, policies are not laws and are not in themselves enforceable in court.
https://www.jdsupra.com/legalnews/compliance-officer-and-legal-counsel-83458/
The reason legal counsel should generally not fill the compliance role arises from differences in the role each professional plays within an organization. Legal counsel is an advocate for the ...
https://assets.corporatecompliance.org/Portals/1/PDF/Resources/past_handouts/CEI/2008/601-3.pdf
compliance officer’s mission is sub-stantially different: it is to do what-ever it takes to prevent and detect misconduct…While the lawyer may give legal advice, the compliance pro-fessional translates that advice into management action. While the lawyer must focus on what will result in suc-cess in legal battles, the compliance
https://www.nesl.edu/blog/detail/becoming-a-compliance-attorney
In fact, compliance is often not technically a legal role, and compliance professionals typically do not provide legal opinions or represent their firms. Rather, the role of the compliance officer, for example, is to educate and audit, enforce the rules, and foster an ethical work environment where employees feel empowered to voice concerns ...
https://corpgov.law.harvard.edu/2014/08/12/compliance-or-legal-the-boards-duty-to-assure-clarity/
The Board’s Role. As developments cause the roles and responsibilities of the compliance officer and the general counsel to become increasingly blurred, the board has an obligation to establish clarity and reduce the potential for organizational risk. The failure to clearly delineate the respective duties of these key corporate officers can ...
https://blog.volkovlaw.com/2014/04/do-compliance-professionals-have-to-be-lawyers/
My hunch is that lawyers are slyly communicating to company officials that compliance professionals should only be lawyers. A chief compliance officer needs to have a diverse set of talents. They have to focus on a corporate organization, understand the risks and design and implement appropriate policies and procedures to mitigate risks.
https://www.readinow.com/blog/the-difference-compliance-officer-versus-auditor
Again, one legal system is adjusted by law; the auditor gets re-audits. They complete a deep-dive into the current procedures just as the compliance officer does but looks back to assure that all business actions have been carried out according to frameworks, policies and procedures. Unlike the compliance officer that focuses on operational ...
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