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https://www.finra.org/about/locations
With 19 offices and 3,600 employees deployed throughout the country, FINRA is dedicated to ensuring that our nation’s financial markets are fair and honest. And because we operate in the communities where firms do business and disputes actually occur, we understand emerging issues affecting investors right in their own neighborhoods.
https://www.finra.org/arbitration-mediation/new-york-office-guide
225 Broadway. New York, NY 10007. (212) 566-5540. View Map (0.6 miles from office) Office Hours: The New York Dispute Resolution Office hours are 8:00 a.m. to 6:00 p.m., Monday through Friday. Conference room hours of operation are 9 a.m. to 5 p.m. After 6 p.m., access to the floor will be restricted to those individuals who have security cards ...
https://www.finra.org/contact-finra
FINRA staff is working remotely in light of COVID-19. We strongly encourage investors who are filing complaints to do so electronically. Investor Contacts Investor Complaint Center FINRA investigates complaints against brokerage firms and their employees. FINRA is empowered to take disciplinary actions, including fines, suspensions and other sanctions.
https://en.wikipedia.org/wiki/Financial_Industry_Regulatory_Authority
https://www.zoominfo.com/c/finra/39765874
FINRA’s headquarters are in 1735 K St, Nw, Washington, D.C., District of Columbia, 20006, United States What is FINRA’s phone number? FINRA’s phone number is (301) 590-6500
https://www.crunchbase.com/organization/finra
Sub-Organization of. Thrivent Financial. Founded Date 1936. Founders Brian J. Kovack. Operating Status Active. Company Type Non-profit. Phone Number 2405274720. The Financial Industry Regulatory Authority (FINRA) is the largest independent regulator for all securities firms doing business in the United States.
FINRA enables investors and firms to participate in the market with confidence by safeguarding its integrity. We deploy deep expertise, leading technology and extensive market intelligence to serve as the first line of oversight for the brokerage industry - all at no cost to taxpayers. We are a not-for-profit organization that – working under ...
https://www.finra.org/about/governance/executives
FINRA Executives. Robert W. Cook. President and Chief Executive Officer. Robert W. Cook is President and CEO of FINRA, and Chairman of the FINRA Investor Education Foundation. From 2010 to 2013, Mr. Cook served as the Director of the Division of Trading and Markets of the U.S. Securities and Exchange Commission.
https://brokercheck.finra.org/
BrokerCheck tells you instantly whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds and more), offer investment advice or both. BrokerCheck gives you a snapshot of a broker's employment history, regulatory actions, and investment-related licensing information, arbitrations and complaints.
https://www.linkedin.com/company/finra
FINRA | 120,419 followers on LinkedIn. Financial Industry Regulatory Authority | FINRA is dedicated to investor protection and market integrity. Our team of …
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